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Series 24 Exam Secrets Study Guide Series 24 Test Review for the General Securities Principal Exam eBook Series 24 Exam Secrets Test Prep Team

Download As PDF : Series 24 Exam Secrets Study Guide Series 24 Test Review for the General Securities Principal Exam eBook Series 24 Exam Secrets Test Prep Team

***Includes Practice Test Questions***

Get the test prep help you need to be successful on the Series 24 test.

The Series 24 General Securities Principal Exam is extremely challenging and thorough test preparation is essential for success. Series 24 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass the Series 24 exam.

Not only does it provide a comprehensive guide to the Series 24 Exam as a whole, it also provides practice test questions as well as detailed explanations of each answer.

Series 24 General Securities Principal Exam Secrets Study Guide includes

• A thorough review for the Series 24 General Securities Principal Exam
• A breakdown of legislation
• An examination of trade markets
• An analysis of NYSE trade rules
• A guide to the OTC market
• An in-depth look at customer and margin accounts
• A breakdown of FINRA operations and regulations
• An examination of federal regulations
• An analysis of mutual fund companies
• Comprehensive practice questions with detailed answer explanations

It's filled with the critical information you'll need in order to do well on the test the concepts, procedures, principles, and vocabulary that the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for the exam.

The Legislation section covers

• Securities exempt from registration
• Accredited investor defined
• Trading volume formula
• Securities Exchange Act
• Insider defined

The Trade Markets section covers

• Market division
• NYSE listing rules
• Delisting corporations
• Trade-through rule
• Payment for order flow

The NYSE Trade Rules section covers

• Rules 103 and 104
• Rules 393 and 440B
• 13-day settlement rule
• Rules 76, 77 and 78

The OTC Market section covers

• Minimum listing standards
• Registration rules
• Locked and crossed markets
• Allowable mark-up

The Customer and Margin Accounts section covers

• Coverdell Education Savings Account
• Customer suitability
• Documentation for day-traders
• Non-managed fee accounts
• Margin account requirements

The FINRA Operations and Regulations section covers

• Purpose of FINRA
• FINRA membership
• License number roles
• U-4 and U-5 forms
• Interpositioning and bona fide quotes

The Federal Regulations section covers

• Regulation FD
• Prohibited practices
• Selling penny stocks
• Federal Telephone Consumer Protection
• Investment Advisers Act

The Mutual Fund Companies section covers

• Investment trusts
• Management companies
• Shareholder rights and restrictions
• Mutual fund selling rules

These sections are full of specific and detailed information that will be key to passing the Series 24 Exam. Concepts and principles aren't simply named or described in passing, but are explained in detail. The guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language.

Any test prep guide is only as good as its practice questions and answers, and that's another area where our guide stands out. Our test designers have provided scores of test questions that will prepare you for what to expect on the actual Series 24 General Securities Princ

Series 24 Exam Secrets Study Guide Series 24 Test Review for the General Securities Principal Exam eBook Series 24 Exam Secrets Test Prep Team

This book was really not very helpful. There are no explanations, examples, or background information. It is like they just cut and pasted FINRA rules and regulations. I wouldn't recommend this.

Product details File Size 612 KB Print Length 160 pages Publisher Mometrix Media LLC (March 31, 2014) Publication Date March 31, 2014 Sold by  Digital Services LLC Language English ASIN B005F9FUI8

Tags : Buy Series 24 Exam Secrets Study Guide: Series 24 Test Review for the General Securities Principal Exam: Read 30 Kindle Store Reviews - Amazon.com,ebook,Series 24 Exam Secrets Test Prep Team,Series 24 Exam Secrets Study Guide: Series 24 Test Review for the General Securities Principal Exam,Mometrix Media LLC,STUDY AIDS Professional
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Series 24 Exam Secrets Study Guide Series 24 Test Review for the General Securities Principal Exam eBook Series 24 Exam Secrets Test Prep Team Reviews

I got this for something less dry than the STC book. All this book did was make me appreciate the STC book.

Utterly worthless.
Some topics were not on the test. The book was missing some information.
I like that it is fluff free and gets to the point
Well organized
So far it's been good. I've just started studying for the exam and all of the reviews I've read on your product have been good. I'm looking forward to digging in.
THis is by no means a complete study guide. A lot of space is occupied by test taking tips. Some were very helpful. The best thing about is is that it presents the subject in a linear fashion and not disjointedly like the other study materials out there.
Yes, it helped with my test. HOWEVER - I practically had a nervous breakdown the night before the test because I did not understand a lot of the things in the book. After taking the test, I realized that this book has an incredible amount of things that aren't even close to being as difficult as the actual test. In my opinion - don't waste your time studying the content of this book.
This book was really not very helpful. There are no explanations, examples, or background information. It is like they just cut and pasted FINRA rules and regulations. I wouldn't recommend this.